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Rule of 11
Results: 913

#	Item
671	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 11, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-12 16:05:16 Financial economics Investment Securities Exchange Act Economy of the United States Stock market NASDAQ Security U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
672	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-30 12:13:02 United States Securities and Exchange Commission Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance Federal Rules of Civil Procedure Regulation S-K United States securities law SEC filings 73rd United States Congress
673	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]December 11, 2012 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Accommodat Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-12 08:10:14 Securities Financial markets Options Clearing Corporation Exercise Financial regulation Short selling Settlement Short Futures contract Financial economics Financial system Finance
674	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]December 11, 2012 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-12 13:40:23 Finance Stock market Financial services Fixed income market Broker-dealer Securities Exchange Act Short Order New York Stock Exchange Financial economics Financial markets Investment
675	Application for Exemption Rule[removed]Instructions A law firm shall obtain and thereafter maintain approval of designation of a Responsible Lawyer and authorization to maintain a trust account unless specifically exempted Add to Reading List Source URL: 66.11.159.211 Language: English - Date: 2013-10-11 12:57:25 Legal ethics Common law Law Society of Alberta Notary public Trust law Law Legal professions Inheritance
676	Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-07 12:03:51 United States Securities and Exchange Commission Securities Exchange Act Federal Rules of Civil Procedure U.S. Securities and Exchange Commission Federal Register Government Financial regulation Politics of the United States United States securities law United States administrative law 73rd United States Congress
677	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]May 11, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Establish “Ben Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-14 08:05:17 Business NASDAQ Securities Exchange Act Day trading Regulation NMS Algorithmic trading Volume-weighted average price Benchmark Order Stock market Financial economics Investment
678	Form[removed]Rule[removed]Transfer of Canadian Lawyer Application for Enrolment as a Member Under Section 41 of the Legal Profession Act Add to Reading List Source URL: 66.11.159.211 Language: English - Date: 2012-05-29 13:25:59 Law in the United Kingdom Occupations Law Society of Alberta Barrister Notary public Solicitor Bachelor of Laws Legal education Summary offence Law Legal professions Common law
679	Form[removed]Rule[removed]Application by an Alberta LLP for an LLP Permit Under Section 8 of the Act Add to Reading List Source URL: 66.11.159.211 Language: English - Date: 2012-01-09 17:37:28 Legal entities Business Structure Partnerships Limited liability partnership Corporations law Law Society of Alberta Corporation Business ownership within England and Wales Types of business entity Law Business law
680	Claim to Trust Money Under Section[removed]of the Legal Profession Act Rule[removed]SECTION A – CLAIMANT INFORMATION 1. Add to Reading List Source URL: 66.11.159.211 Language: English - Date: 2012-12-19 11:33:09 Law Society of Alberta Bencher Trust law Law Common law Legal professions

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